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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2019-09-13 |
| TX | RA | APPROVED_RES | 2019-09-13 |
Branch Locations
9475 Holly Rd Ste 208, Grand Blanc, MI 48439 • United States
Fenton, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Flint | MI | 04/2009 | 09/2019 |
| Ameriprise Financial Services Inc | Grand Blanc | MI | 09/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Grand Blanc | MI | 03/2020 | Present |
Business Ownership; Next, LLC; Owner- LLC to hold rental; LLC to hold rental; 4281 Island View Drive, , Fenton, MI, 48430; Investment-Related; 08/01/2022; 1 to 9 hours per month; 0 during trading hours. Real Estate License; Yes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-17 |
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