Thomas J Picchi

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Northpoint Financial Group
  Chicago Heights, IL
• 08/2022 → 01/2024
  Woodbury Financial Services Inc
  Chicago Heights, IL
• 01/2024 → Present
  Osaic Wealth, Inc.
  Chicago Heights, IL

Previous Registrations

• 2022-10-14 → 2024-01-19
  Woodbury Financial Services, Inc.
  Chicago Heights, IL

Other Businesses

1. TKP CONSULTING LTD POSITION: President/Owner NATURE: This is my S Corporation that all of my commissions go through. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 11/03/2022 ADDRESS: 6710 165th Street, Tinley Park IL 60477, United States DESCRIPTION: As the owner of the S Corp this is the company that pays all of my business expenses like rent, office assistant, auto lease, and business espenses. 2. NORTHPOINT FINANCIAL GROUP POSITION: Wealth Advisor, RFC NATURE: Northpoint Financial Group is the DBA that our group uses. I do not receive any compensation through it but I do use business cards, letterhead, business office name for it. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2023 ADDRESS: 195 W Joe Orr road, Suite 202, Chicago Heights IL 60411, United States DESCRIPTION: As a Wealth Advisor I advise and manage investment accounts for my existing clients as well as working with prospective new clients. As a wealth advisor I am involved with recommending and assisting clients with a variety of investments; stocks, bonds, mutual funds, ETF's, UIT's, managed portfolios, alternatives along with insurance planning as well. 3. SIMPLICITY LIFE DISTRIBUTORS POSITION: Insurance Agent/Producer NATURE: I submit fixed business through this company; permanent, term, disability insurance products. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2023 ADDRESS: 6710 165th Street, Tinley Park IL 60477, United States DESCRIPTION: In my business as a Wealth Manager I handle all varieties of investment products and fixed insurance products do come into the conversation with my clients and other times I am working directly with a client and/or prospect with the assistance of a fixed insurance product.

Exams

• S66 Uniform Combined State Law Examination
  2022-08-08
• S63 Uniform Securities Agent State Law Examination
  1995-11-10

Other Names

• Tom Picchi
• Thomas John Picchi
• Tommy Picchi