Julio Roberto Dolorico

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 08/2017
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 07/2013 → 08/2017
  Northwestern Mutual Investment Services
  San Francisco, CA
• 08/2017 → 06/2021
  Massmutual Life Insurance Co
  Walnut Creek, CA
• 08/2017 → 06/2021
  Mml Investors Services, Llc
  Walnut Creek, CA
• 06/2021 → 10/2024
  Charles Schwab & Co., Inc.
  Walnut Creek, CA
• 06/2021 → 10/2024
  Charles Schwab Bank, Ssb
  Walnut Creek, CA
• 04/2026 → Present
  Tiaa
  Walnut Creek, CA
• 04/2026 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Walnut Creek, CA
• 11/2024 → 04/2026
  Unemployed
  Walnut Creek, CA

Previous Registrations

• 2021-07-02 → 2024-11-06
  Charles Schwab & Co., Inc.
  Walnut Creek, CA
• 2017-09-07 → 2021-06-09
  Mml Investors Services, Llc
  Walnut Creek, CA
  Pleasanton, CA
• 2015-09-16 → 2017-08-23
  Northwestern Mutual Investment Services, Llc
  Walnut Creek, CA
• 2006-11-17 → 2008-06-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA

Other Businesses

RECOVER OR DIE POSITION: Member Board of Advisors NATURE: The organization shares stories of those who have successfully recovered or are in the process of recovering from alcohol and substance abuse. These shared success stories provide real life examples of successful recovery. Additionally, Recover or Die can provide referrals to rehabilitation centers and sober living environments. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/16/2026 ADDRESS: 655 Redwood Highway, Suite 332, Mill Valley CA 94941, United States DESCRIPTION: Provide advice and counsel to the co-founders regarding the organization's mission

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-09-10
• S63 Uniform Securities Agent State Law Examination
  2015-01-26

Other Names

• Julio Dolorico
• Julio Roberto Dolorico
• Julio R Dolorico