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2069 North Main Street, Suite 200, Cedar City, UT 84721 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-06-21 |
| TX | RA | APPROVED | 2023-05-01 |
Branch Locations
2069 North Main Street Suite 200, Cedar City, UT 84721 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allegis Investment Advisors | Cedar City | UT | 01/2016 | 06/2018 |
| Allegis Investment Services | Cedar City | UT | 01/2016 | 02/2019 |
| Dfpg Investments | Cedar City | UT | 03/2018 | 06/2023 |
| David Harris | Cedar City | UT | 03/2007 | Present |
| Hughes & Associates Inc | Cedar City | UT | 03/2001 | Present |
| Townsquare Capital Llc | Cedar City | UT | 03/2017 | 06/2023 |
| Ha Wealth Advisors Inc. | Cedar City | UT | 02/2023 | Present |
David is also an independent insurance agent offering life and health insurance. David is a co-owner and Office Associate at Hughes & Associates Inc. This activity consists of answering phones and filing paperwork. He spends five hours a week engaged in this activity. David is a board member of Central Iron County Water Conservancy District. David serves as a council member for the city of Enoch, Utah. He also plays in a local band.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-19 |
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