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Edwin James Murphy

Equity Services, Inc.

Hauppauge, NY

Rocky Point, NY

CRD 2658678

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Employer firm

Equity Services, Inc. CRD 265

$2.78B regulatory AUM 410 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-22
  • NY RA
    APPROVED
    Since 2021-06-22

Branch Locations

410 Motor Parkway 2Nd Floor, Hauppauge, NY 11788 • United States

585-1 Route 25 A, Rocky Point, NY 11778 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
National Life Insurance Co Hauppauge NY 02/1995 Present
Ameriprise Financial Services, Inc. Middle Island NY 01/2015 09/2016
Equity Services, Inc. Montpelier VT 10/2016 Present
  • 02/1995 → Present
    National Life Insurance Co
    Hauppauge, NY
  • 01/2015 → 09/2016
    Ameriprise Financial Services, Inc.
    Middle Island, NY
  • 10/2016 → Present
    Montpelier, VT
Other Businesses

*EDWIN J. MURPHY INC DBA ED MURPHY & CO. 585-1 ROUTE 25A, ROCKY POINT NY 11778. NOT INV REL. TAX PREP, PLANNING, ACCOUNTING SERVICES, TAX RESOLUTION. PRESIDENT. PREPARE CORP/PERS RETURNS AND PROVIDE ACCOUNTING SERVICES. DURING TRADE HRS. *MURPHY FINANCIAL SERVICES. 585-1 ROUTE 25A, ROCKY POINT NY 11778. INV REL. OCT 2019. SALES/SERVICE OF LIFE INS PRODUCTS AND FIXED ANNUITIES. AGENT. DURING TRADE HRS. *TAX RELIEF OF LONG ISLAND INC. 585 ROUTE 25A ROCKY POINT NY 11778. NOT INV REL. NOV 2008. PRESIDENT. THIS IS AN INACTIVE CORP HELD OPEN ON THE ADVICE OF ATTORNEY. NOT DURING TRADE HRS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-11-14
  • S63 Uniform Securities Agent State Law Examination
    1995-11-14
Other Names
  • Ed Murphy

View on SEC IAPD

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