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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2007-10-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 08/1995 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2007 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 50% OWNER, D AND P MANAGEMENT LLC, 1 BEACON ST FL 25, BOSTON, , MASSACHUSETTS, 02108, UNITED STATES OF AMERICA, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 12/5/2014, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 3. 100% OWNER, DICERBO, LLC, LEGAL ENTITY, START DATE: 08/03/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 4. NEWBURY STORAGE LLC, 703 ROUTE 103A, NEWBURY, , NEW HAMPSHIRE, 03255, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 8/21/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FRACTIONAL MEMBER OWNER OF A SELF STORAGE FACILITY WITH A THIRD PARTY MANAGEMENT COMPANY RUNNING IT. NO DAY TO DAY OTHER THAN COMMUNICATING WITH MANAGEMENT COMPANY; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-12 |
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