Rob Guttschow

Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → Present
  First Trust Portfolios L.P.
  Wheaton, IL

Previous Registrations

• 2007-12-03 → 2011-03-24
  Nuveen Hydepark Group, Llc
  Chicago, IL

Other Businesses

OTHER BUSINESS NAME: OUR LADY OF PERPETUAL HELP SCHOOL ENDOWMENT FUND. LOCATION: 1775 GROVE STREET GLENVIEW,IL. NATURE OF BUSINESS: LOCAL SCHOOL ENDOWMENT. POSITION OR TITLE: HEAD OF INVESTMENT COMMITTEE. RESPONSIBILITIES: VOLUNTARY POSITION MANAGING THE ENDOWMENTS INVESTMENT PORTFOLIO. INVESTMENT RELATED: YES. HOURS PER MONTH: 4 HOURS PER MONTH / NONE DURING MARKET HOURS. OTHER BUSINESS NAME: OUR LADY OF PERPETUAL HELP SCHOOL. LOCATION: GLENVIEW, IL. NATURE OF BUSINESS: CATHOLIC SCHOOL. POSITION OR TITLE: PRESIDENT AND CHIEF INVESTMENT OFFICER. RESPONSIBILITIES: DIRECT BOARD MEMBERS IN HOW TO SUPPORT THE OLPH CATHOLIC SCHOOL THROUGH THE SCHOOL ENDOWMENT FUND. START DATE: MAR 31, 2025. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 2.

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-04-04

Designations

• Chartered Financial Analyst