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2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-22 |
Branch Locations
2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States
2975 Westchester Ave. Suite 204, Purchase, NY 10577 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Stamford | CT | 10/2013 | 12/2024 |
| Lpl Financial Llc | Purchase | NY | 07/2025 | Present |
| Unemployed | New Rochelle | NY | 12/2024 | 07/2025 |
| Gladstone Wealth Partners | Purchase | NY | 07/2025 | Present |
1-07/16/2025 - KM Capital - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date:02/13/2025 -50Hrs/Mth - 8 Hrs During 2-07/16/2025- EMP Strictly Prestige Global Transport LLC - Other - Business Owner - Not Investment Rltd - New Rochelle NY - Start Date: 08/01/2022 - 20Hrs/Mth - 0 Hrs During 3-07/16/2025 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date:07/10/2025 - 160 Hrs/Mth -8 Hrs During 4- 07/25/2025 - Gladstone Institutional Advisory, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date: 07/10/2025 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through Gladstone Institutional Advisory, LLC, an independent investment advisor firm. I started this business activity in 7/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5- 07/25/2025 - Gladstone Wealth Partners - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date: 07/10/2025 - 160 Hrs/Mth - 8 Hrs During 6- 02/03/2026 - EMP Wealth Management LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 01/18/2026 - 80 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-17 |
| S65 | Uniform Investment Adviser Law Examination | 2001-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-24 |
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