Laurie Hope Gottlieb

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2004 → Present
  Ubs Financial Services Inc.
  San Francisco, CA
• 04/2016 → Present
  Kestra Advisory Services, Llc
  San Francisco, CA
• 05/2014 → Present
  Kestra Investment Services, Llc
  San Francisco, CA

Previous Registrations

• 2004-09-10 → 2014-05-19
  Ubs Financial Services Inc.
  San Francisco, CA
  San Francisco, CA
• 2003-08-18 → 2004-09-14
  Banc Of America Investment Services, Inc.
  San Francisco, CA
• 2000-05-25 → 2003-08-20
  Banc Of America Securities Llc
  San Francisco, CA

Other Businesses

Business Name: LG Wealth Management, LLC Investment Related: Yes Address: 505 Montgomery Street 10th Floor San Francisco CA 94111 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 4/18/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Reviewing client situations and making recommendations. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Marin Holistic Health & Acupuncture, Inc. Investment Related: Yes Address: 3782-21st Street San Francisco CA 94114 Nature of Business: Other Other/None of the Above None of the above Position, Title or Relationship: Secretary Start Date: 2/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Assist President with business issues Business Name: LG WEALTH MANAGEMENT LLC POSITION: President NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 130 START DATE: 07/31/2023 ADDRESS: 159 West Oak Knoll Drive, San Anselmo CA 94960 DESCRIPTION: Investment advisory

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-11-09
• S63 Uniform Securities Agent State Law Examination
  1995-10-17