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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2005-11-29 |
Branch Locations
Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Hackensack | NJ | 11/2005 | Present |
1 )"THE ICE VAULT" LOCATED IN WAYNE, NJ. THIS IS NON-INVESTMENT RELATED. ICE HOCKEY COACH START DATE: SEPTEMBER 1, 2003 APPX HOURS PER MONTH: 20 HRS, 0 DURING MARKET HOURS. /// 2) DON BOSCO PREP 492 NORTH FRANKLIN TPKE RAMSEY NJ 07446 ICE HOCKEY COACH. I AM A COACH WITH THE VARISITYHOCKEY PROGRAM.12 HOURS PER MONTH EFF: 12-22-08.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-06-30 |
| S65 | Uniform Investment Adviser Law Examination | 2000-10-18 |
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