Lawrence Lee Karpf

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Red Bank, NJ
• 11/2016 → 05/2024
  Wells Fargo Clearing Services, Llc
  Red Bank, NJ
• 05/2024 → Present
  Lpl Financial
  Red Bank, NJ

Previous Registrations

• 2020-08-13 → 2024-05-07
  Momentum Independent Network Inc.
  Dallas, TX
  Tinton Falls, NJ
• 2003-07-01 → 2020-08-14
  Wells Fargo Clearing Services, Llc
  Red Bank, NJ
  Red Bank, NJ
• 2002-06-12 → 2003-07-01
  Prudential Equity Group, Llc
  Red Bank, NJ

Other Businesses

1)04/05/2024 - Highland Partners Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2024 - 160 Hr/Mth 2)04/05/2024 - Karpf Financial Solutions, LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Trinton Falls,NJ - Start: 01/2021 - 160 Hr/Mth

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-11-07
• S63 Uniform Securities Agent State Law Examination
  1995-10-23