David Leroy Pritikin

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 03/2018
  Scottrade, Inc.
  Campbell, CA
• 02/2020 → Present
  Morgan Stanley Smith Barney Llc
  San Francisco, CA
• 04/2018 → 02/2020
  La Dolce Velo Bike Shop
  San Jose, CA

Previous Registrations

• 2016-09-01 → 2018-03-08
  Scottrade Investment Management
  Saint Louis, MO
• 2011-09-12 → 2014-04-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
  Sacramento, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
• 2004-11-17 → 2009-11-20
  Charles Schwab & Co., Inc.
  Campbell, CA
  Campbell, CA

Other Businesses

*393363- Upshift Cycles ; Investment related-No; San Jose, California; Recreation, Retail/Online Stores; Employee (proprietor, partner, officer, director, employee, trustee, agent); 04/2018; During business hours: 0; After business hours: 28; Customer Service, Labor/Service, Sales/Marketing

Exams

• S66 Uniform Combined State Law Examination
  2004-11-11
• S63 Uniform Securities Agent State Law Examination
  1999-10-29

Other Names

• David Leroy Pritkin
• David Leroy Pritikin
• David Pritikin
• David L Pritikin