Best Investors Account Sign in

Robert D Guere

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Canaan, CT

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2004-06-24
CT RA APPROVED 1999-04-01
  • TX RA
    APPROVED_RES
    Since 2004-06-24
  • CT RA
    APPROVED
    Since 1999-04-01

Branch Locations

2 Pine St, New Canaan, CT 06840 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenwich CT 08/1998 Present
Bank Of America,N.A. New Canaan CT 06/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-03-22
S63 Uniform Securities Agent State Law Examination 1995-10-12
  • S66 Uniform Combined State Law Examination
    1999-03-22
  • S63 Uniform Securities Agent State Law Examination
    1995-10-12
Other Names
  • Robert Donald Guere

View on SEC IAPD

Other Firms

CITIGROUP GLOBAL MARKETS INC.
MONECO ADVISORS
LPL FINANCIAL LLC
NPLP MANAGEMENT
J.H. WHITNEY CAPITAL PARTNERS, LLC
CETERA INVESTMENT ADVISERS LLC
ALEXANDER CAPITAL ADVISORS, LLC
GROWE CAPITAL ADVISORS, LLC

Other Investors

Laura A Jagoe
JAMES C STEELE
Ginger Corbett
BRIAN JOSEPH HETHERINGTON
TIMOTHY HERBERT ORR
Craig L Somerby
Susan Marie Kaupie
CARISSA B MARZ

Other Offices

CITIGROUP GLOBAL MARKETS INC. · New Canaan, CT
MONECO ADVISORS · New Canaan, CT
LPL FINANCIAL LLC · NEW CANAAN, CT
NPLP MANAGEMENT · NEW CANAAN, CT
J.H. WHITNEY CAPITAL PARTNERS, LLC · NEW CANAAN, CT
CETERA INVESTMENT ADVISERS LLC · New Canaan, CT
ALEXANDER CAPITAL ADVISORS, LLC · NEW CANAAN, CT
GROWE CAPITAL ADVISORS, LLC · NEW CANAAN, CT

More in New Canaan, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor