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4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-06-28 |
Branch Locations
4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States
1071 Hancock Road Suite 3, Bullhead City, AZ 86442 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brent A. Marshall, Cpa/Pfs | Bullhead City | AZ | 06/1982 | Present |
| The Marshall Group | Santa Clarita | CA | 09/1989 | 12/2019 |
| Horter Investment Management, Llc | Cincinnati | OH | 10/2008 | 05/2019 |
| Simplicity Financial Marketing F.K.A. Vicks & Associates | Scottsdale | AZ | 10/2014 | 12/2017 |
| Senior Lifestyle Strategies | Bullhead | AZ | 04/2006 | 12/2019 |
| Mohave County Adult Educational Services | Bullhead City | AZ | 10/2014 | 12/2018 |
| Omni Fund | Murrieta | CA | 01/2016 | 12/2019 |
| Gradient Advisors, Llc | Arden Hills | MN | 06/2019 | Present |
1. dba Brent A. Marshall, CPA/PFS | Investment Related | 1071 Hancock Rd, Suite 3, Bullhead City, AZ 86442 | Financial and Retirement Planning | Owner/Sole Proprietor | Investment Advisor Representative | Start date 06/2019 | 120hrs/mo | 100hrs/mo during trading | Accounting, Tax, and Financial Services to individuals and small businesses. 2. 1071 Suites, LLC | Investment Reflated | Bullhead City AZ | Commercial Leasing | Landlord | Managing Member | 11/2019 | 3hrs/mo outside of trading | Leasing
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-20 |
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