Brent A Marshall

Employer firm

Gradient Advisors, LLC CRD 152665

$289M regulatory AUM 64 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1982 → Present
  Brent A. Marshall, Cpa/Pfs
  Bullhead City, AZ
• 09/1989 → 12/2019
  The Marshall Group
  Santa Clarita, CA
• 10/2008 → 05/2019
  Horter Investment Management, Llc
  Cincinnati, OH
• 10/2014 → 12/2017
  Simplicity Financial Marketing F.K.A. Vicks & Associates
  Scottsdale, AZ
• 04/2006 → 12/2019
  Senior Lifestyle Strategies
  Bullhead, AZ
• 10/2014 → 12/2018
  Mohave County Adult Educational Services
  Bullhead City, AZ
• 01/2016 → 12/2019
  Omni Fund
  Murrieta, CA
• 06/2019 → Present
  Gradient Advisors, Llc
  Arden Hills, MN

Previous Registrations

• 2008-10-31 → 2019-05-31
  Horter Investment Management, Llc
  Bullhead City, AZ
  Bullhead City, AZ
  Santa Clarita, CA
  Santa Clarita, CA
  Santa Clarita, CA
  Cincinnati, OH
• 2007-01-03 → 2008-11-03
  Kalos Management
  Ponte Vedra Beach, FL
• 2005-10-14 → 2006-05-10
  Usallianz Securities, Inc.
  Santa Clarita, CA
• 2000-01-19 → 2005-11-09
  Avantax Advisory Services
  Santa Clarita, CA

Other Businesses

1. dba Brent A. Marshall, CPA/PFS | Investment Related | 1071 Hancock Rd, Suite 3, Bullhead City, AZ 86442 | Financial and Retirement Planning | Owner/Sole Proprietor | Investment Advisor Representative | Start date 06/2019 | 120hrs/mo | 100hrs/mo during trading | Accounting, Tax, and Financial Services to individuals and small businesses. 2. 1071 Suites, LLC | Investment Reflated | Bullhead City AZ | Commercial Leasing | Landlord | Managing Member | 11/2019 | 3hrs/mo outside of trading | Leasing

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-07
• S63 Uniform Securities Agent State Law Examination
  1995-10-20

Designations

• Personal Financial Specialist