Deborah Carter Smith

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Bethesda, MD
• 11/2016 → 08/2017
  Wells Fargo Clearing Services, Llc
  Bethesda, MD
• 08/2017 → Present
  Morgan Stanley
  Bethesda, MD
• 10/2017 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2003-07-01 → 2017-08-18
  Wells Fargo Clearing Services, Llc
  Bethesda, MD
  Washington, DC
  Washington, DC
• 1999-05-20 → 2003-07-01
  Prudential Equity Group, Llc
  Washington, DC

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-23
• S63 Uniform Securities Agent State Law Examination
  1996-12-16

Other Names

• Deborah T Carter
• Debbie Carter
• Deborah Theresa Carter