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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2020-06-04 |
Branch Locations
18 East Washington St. Ste. B, West Bend, WI 53090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | West Bend | WI | 09/2013 | 05/2019 |
| Westbury Bank | West Bend | WI | 09/2013 | 06/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2020 | Present |
| Self Employed | West Bend | WI | 06/2019 | 06/2020 |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 06/2020, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 80 HR/MO TRADING. 2) RANDALL WEALTH MANAGEMENT, LLC, 18 E. Washington Street, Suite B, West Bend WI, DBA, 06/01/20, INV REL, 200 HR/MO - 200/TRADING 3) WEST BEND SCHOOL DISTRICT, 735 S MAIN ST, WEST BEND, WI, 08/15/07, NIR, PUBLIC ADDRESS ANNOUNCER, 20/MO- 0/TRADING 3) RANDALL WEALTH MANAGEMENT, 18 E. Washington Street, Suite B, West Bend WI, 09/2020, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 09/25/20, INV REL, 10/MO-5/TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-25 |
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