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James Anthony Odorczuk

Stifel, Nicolaus & Company, Incorporated

Marshfield, MA

Boston, MA

CRD 2657805

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-09-17
  • CA RA
    APPROVED
    Since 2021-09-17

Branch Locations

Marshfield, MA • United States

125 High Street, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jefferies Llc Boston MA 07/2016 09/2021
Stifel Nicolaus & Co Inc Boston MA 09/2021 Present
  • 07/2016 → 09/2021
    Jefferies Llc
    Boston, MA
  • 09/2021 → Present
    Stifel Nicolaus & Co Inc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-09
S63 Uniform Securities Agent State Law Examination 1999-10-22
  • S65 Uniform Investment Adviser Law Examination
    2016-08-09
  • S63 Uniform Securities Agent State Law Examination
    1999-10-22
Other Names
  • James Anthony Odorczuk
  • Odorczuk Anthony James Anthony

View on SEC IAPD

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