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Jeffrey Troy Sawyers

Wells Fargo Investment Institute, Inc.

Charlotte, NC

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Current Employers
Wells Fargo Investment Institute, Inc.

550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-12-16
  • NC RA
    APPROVED
    Since 2021-12-16

Branch Locations

550 S Tryon St 40Th Floor, Charlotte, NC 28202-4200 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Charlotte NC 05/2001 11/2021
Wells Fargo Investment Institute, Inc Charlotte NC 11/2021 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-03-08
  • S63 Uniform Securities Agent State Law Examination
    1996-03-08
Designations
Other Names
  • Jeffrey Troy Sawyers

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
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MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
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ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
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