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David Anthony Tritt

Transamerica Retirement Advisors, LLC

Olathe, KS

CRD 2657486

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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2013-07-19
  • KS RA
    APPROVED
    Since 2013-07-19

Branch Locations

Olathe, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diversified Investment Advisors Kansas City MO 08/2009 Present
Diversified Investors Securities Corp. Kansas City MO 08/2009 Present
  • 08/2009 → Present
    Diversified Investment Advisors
    Kansas City, MO
  • 08/2009 → Present
    Diversified Investors Securities Corp.
    Kansas City, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-19
S63 Uniform Securities Agent State Law Examination 1995-09-13
  • S65 Uniform Investment Adviser Law Examination
    2013-07-19
  • S63 Uniform Securities Agent State Law Examination
    1995-09-13

View on SEC IAPD

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