Ernest Ryan Dunlap

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-08-30
CA	RA	APPROVED	2011-08-22

TX RA
APPROVED_RES

Since 2011-08-30
CA RA
APPROVED

Since 2011-08-22

Branch Locations

3562 Round Barn Circle 1St Floor, Santa Rosa, CA 95403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Santa Rosa	CA	08/2011	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

08/2011 → Present

Morgan Stanley Smith Barney Llc

Santa Rosa, CA
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

1997-07-08 → 2011-08-30

Ubs Financial Services Inc.

Santa Rosa, CA

Santa Rosa, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-05-02
S63	Uniform Securities Agent State Law Examination	1995-12-21

S66 Uniform Combined State Law Examination

2006-05-02
S63 Uniform Securities Agent State Law Examination

1995-12-21

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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