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Brian Alexander Arrow

LPl Financial LLC

Warminster, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-05-18
  • PA RA
    APPROVED
    Since 2022-05-18

Branch Locations

626 Jacksonville Rd Ste 250, Warminster, PA 18974 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Mutual Group Waverly IA 08/2008 Present
Cuna Brokerage Services, Inc. Waverly IA 08/2008 Present
Lpl Financial Llc Warminster PA 05/2022 Present
  • 08/2008 → Present
    Cuna Mutual Group
    Waverly, IA
  • 08/2008 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → Present
    Warminster, PA
Previous Registrations
Other Businesses

1. 05-18-2022-MEMBERS Financial Services- Investment Related-Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-14
  • S66 Uniform Combined State Law Examination
    2006-08-14

View on SEC IAPD

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