John Eric Shirey

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-01-12

TX RA
APPROVED

Since 2021-01-12

Branch Locations

2850 North Harwood 18Th Floor & 17Th Floor, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, N.A.	Dallas	TX	07/2010	01/2021
Stifel Nicolaus & Co Inc	Dallas	TX	01/2021	Present

07/2010 → 01/2021

Bank Of America, N.A.

Dallas, TX
01/2021 → Present

Stifel Nicolaus & Co Inc

Dallas, TX

Previous Registrations

2009-10-23 → 2021-01-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

Dallas, TX

Dallas, TX

Dallas, TX
2021-01-11 → 2021-01-11

Stifel, Nicolaus & Company, Incorporated

Dallas, TX
2002-07-29 → 2009-10-23

Banc Of America Investment Services, Inc.

Dallas, TX

Mckinney, TX

Dallas, TX

Dallas, TX
1996-03-14 → 2002-08-05

Morgan Stanley Dw Inc.

Dallas, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-05-29
S63	Uniform Securities Agent State Law Examination	1995-09-28

S65 Uniform Investment Adviser Law Examination

1996-05-29
S63 Uniform Securities Agent State Law Examination

1995-09-28

Designations

Other Names

John Eric Shirey

View on SEC IAPD

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