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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-06-03 |
| TX | RA | APPROVED_RES | 2025-05-30 |
Branch Locations
15 S Main St 3Rd Fl, Greenville, SC 29601 • United States
1320 Main St Ste 600, Columbia, SC 29201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Columbia | SC | 04/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Columbia | SC | 03/2020 | 05/2025 |
| Wells Fargo Clearing Services, Llc ( | Columbia | SC | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-15 |
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