Marc Edward Brock

Employer firm

Diversify Wealth Management, LLC CRD 329878

$4.11B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 04/2023
  Your Source Financial, P.L.C.
  Scottsdale, AZ
• 04/2023 → 08/2024
  Thrivent Advisor Network Llc, Dba Perspective Financial Services
  Phoenix, AZ
• 07/2024 → Present
  Diversify Wealth Management
  Sandy, UT

Previous Registrations

• 2023-04-11 → 2024-08-15
  Thrivent Advisor Network, Llc
  Minneapolis, MN
  Phoenix, AZ
• 2011-09-02 → 2023-04-06
  Your Source Financial
  Phoenix, AZ
• 2002-04-02 → 2009-12-31
  Northern Trust Securities, Inc.
  Scottsdale, AZ
  Winnetka, IL
  Winnetka, IL

Exams

• S66 Uniform Combined State Law Examination
  2001-08-01
• S63 Uniform Securities Agent State Law Examination
  1995-10-16

Other Names

• Marc Edward Brock