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Evan D Winters

Td Private Client Wealth LLC

Exton, PA

White Plains, NY

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-02-15
  • NJ RA
    APPROVED
    Since 2019-02-15

Branch Locations

100 Iron Lake Blvd, Exton, PA 19341 • United States

1133 Westchester Ave, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Private Client Wealth Llc Cherry Hill NJ 01/2019 Present
Td Bank N.A. Cherry Hill NJ 07/2016 Present
Previous Registrations
  • 2016-08-05 → 2017-07-20
    Td Private Client Wealth Llc
    New York, NY
    Mount Laurel, NJ
  • 2016-02-01 → 2016-06-10
    Lpl Financial Llc
    Flemington, NJ
    San Diego, CA
    Flemington, NJ
  • 2012-02-16 → 2016-01-19
    Lpl Financial Llc
    Fort Mill, SC
    Flemington, NJ
  • 2009-05-26 → 2011-11-07
    Td Ameritrade, Inc.
    Jersey City, NJ
  • 2009-05-26 → 2011-11-07
    Td Ameritrade Investment Management, Llc
    Radnor, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-22
S63 Uniform Securities Agent State Law Examination 1995-10-05
  • S66 Uniform Combined State Law Examination
    2009-05-22
  • S63 Uniform Securities Agent State Law Examination
    1995-10-05
Other Names
  • Evan Dean Winter
  • Evan Winters
  • Evan Dean Winters

View on SEC IAPD

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Other Investors

EUAN LIVINGTON
MATTHEW J. KELLEHER
PATRICK M FARREN
BRIAN SCHWEITZER
MANDY SUE SNIDER
DOUGLAS MCALLISTER
ANDREW JAMES MASON
KYLE GADIEL

Other Offices

STRATEGIC ADVISERS LLC · EXTON, PA
COMMONWEALTH FINANCIAL NETWORK · EXTON, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EXTON, PA
COMPREHENSIVE FINANCIAL ADVISERS · EXTON, PA
COMMONWEALTH FINANCIAL NETWORK · EXTON, PA
HORNOR, TOWNSEND & KENT, LLC · EXTON, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Exton, PA
HORNOR, TOWNSEND & KENT, LLC · EXTON, PA

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