Steven Lee Mccartney

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-10-14
CA	RA	APPROVED	2025-03-31

TX RA
APPROVED_RES

Since 2025-10-14
CA RA
APPROVED

Since 2025-03-31

Branch Locations

2277 Fair Oaks Blvd Stes 150, 155, Sacramento, CA 95825-5598 • United States

Sacramento, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities Llc	Roseville	CA	08/2014	06/2021
The Prudential Insurance Company Of America	Roseville	CA	08/2014	06/2021
Fidelity Investments	Sacramento	CA	06/2021	Present
Fidelity Investments	Boston	MA	03/2025	Present

08/2014 → 06/2021

Pruco Securities Llc

Roseville, CA
08/2014 → 06/2021

The Prudential Insurance Company Of America

Roseville, CA
06/2021 → Present

Fidelity Investments

Sacramento, CA
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2021-08-10 → 2025-03-31

Fidelity Personal And Workplace Advisors

Sacramento, CA
2016-09-27 → 2021-07-09

Pruco Securities, Llc.

San Jose, CA

Roseville, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-09-02
S63	Uniform Securities Agent State Law Examination	2014-11-07

S65 Uniform Investment Adviser Law Examination

2016-09-02
S63 Uniform Securities Agent State Law Examination

2014-11-07

Other Names

Steven L Mccartney

View on SEC IAPD

Current Employers

Strategic Advisers Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews