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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-10-11 |
| NY | RA | APPROVED | 2021-04-16 |
| MD | RA | APPROVED | 2020-11-10 |
| GA | RA | APPROVED | 2019-02-22 |
| PA | RA | APPROVED | 2018-02-08 |
| CT | RA | APPROVED | 2004-07-07 |
| NJ | RA | APPROVED | 2004-07-07 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
Washington, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Insurance Company | New York | NY | 06/1994 | Present |
| Park Avenue Securities Llc | New York | NY | 05/1999 | Present |
| Guardian Life Insurance Company | Washington | NJ | 06/2024 | Present |
| Park Avenue Securities | Washington | NJ | 06/2024 | Present |
1. Sales of products other than Guardian products-I place some term policies and health insurance. Start: 01/01/2000, Address; 800 Westchester Avenue, #N409 Rye Brook, NY 10573, 3 total hours per month; 3 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-15 |
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