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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-18 |
| OH | RA | APPROVED | 2024-07-18 |
Branch Locations
22 W 9Th St, Cincinnati, OH 45202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Inc. | Covington | KY | 07/1996 | 07/2017 |
| Strategic Advisers | Covington | KY | 03/2001 | 07/2017 |
| U.S. Bancorp Investments, Inc. | Cincinnati | OH | 11/2018 | 05/2019 |
| U.S. Bank | Cincinnati | OH | 11/2018 | 04/2019 |
| Kings Ford Inc | Mason | OH | 02/2018 | 10/2018 |
| Popyachts Inc | Milford | OH | 10/2017 | 02/2018 |
| Brookstone Capital Management | Mason | OH | 11/2019 | 04/2023 |
| Jd Mellberg Financial | Mason | OH | 05/2019 | 04/2023 |
| Mml Investors Services, Llc | Cincinnati | OH | 05/2023 | 06/2024 |
| Massmutual Insurance Company | Cincinnati | OH | 04/2023 | 06/2024 |
| Ideal Concepts Inc | Mason | OH | 06/2022 | 05/2023 |
| Ameriprise Financial Services, Llc | Cincinnati | OH | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-09 |
| S66 | Uniform Combined State Law Examination | 2001-02-05 |
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