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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-26
GA RA APPROVED 2024-04-11
  • TX RA
    APPROVED_RES
    Since 2026-08-26
  • GA RA
    APPROVED
    Since 2024-04-11

Branch Locations

1360 Caduceus Way Bldg 800 Suite 101, Watkinsville, GA 30677 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cjm Sports Llc / North American Golf Llc Athens GA 06/2015 05/2025
The Avenue Wealth Management Group Watkinsville GA 11/2023 Present
Raymond James Financial Services, Inc. Watkinsville GA 11/2023 Present
Raymond James Financial Services Advisors, Inc Watkinsville GA 04/2024 Present
  • 06/2015 → 05/2025
    Cjm Sports Llc / North American Golf Llc
    Athens, GA
  • 11/2023 → Present
    The Avenue Wealth Management Group
    Watkinsville, GA
  • 11/2023 → Present
    Raymond James Financial Services, Inc.
    Watkinsville, GA
  • 04/2024 → Present
    Watkinsville, GA
Previous Registrations
  • 2013-11-07 → 2015-06-12
    Athens, GA
    Columbus, GA
  • 2006-12-13 → 2013-10-24
    Truist Investment Services, Inc.
    Athens, GA
    Athens, GA
    Gainesville, GA
    Gainesville, GA
    Atlanta, GA
    Suwanee, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-22
S65 Uniform Investment Adviser Law Examination 2006-12-11
S63 Uniform Securities Agent State Law Examination 2005-12-05
  • S66 Uniform Combined State Law Examination
    2024-03-22
  • S65 Uniform Investment Adviser Law Examination
    2006-12-11
  • S63 Uniform Securities Agent State Law Examination
    2005-12-05

View on SEC IAPD

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