Catherine Derby Burgess

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 11/2016
  Wells Fargo Advisors Llc
  Boston, MA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Boston, MA

Previous Registrations

• 2010-02-04 → 2015-12-16
  Morgan Stanley
  Boston, MA
  Middleton, MA
  Danvers, MA
• 2008-07-08 → 2009-06-23
  Bny Mellon Securities Corporation
  Shaker Heights, OH
  Charlestown, MA
  New York, NY
  Birmingham, MI

Other Businesses

RENTAL PROPERTY; INV RELATED; LIGHTHOUSE POINT, FL; VACATION RENTAL; 100% OWNERSHIP; START 5/2/2002; 1 HOUR PER MONTH, 0 DURING TRADING; MANAGE PROPERTY. RENTAL PROPERTY, INV RELATED, CHARLESTOWN, MA, 100% OWNERSHIP, START 3/1/2022, .5 HOURS PER MONTH, ZERO HOURS DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2010-02-01
• S63 Uniform Securities Agent State Law Examination
  1995-11-22

Designations

• Certified Financial Planner

Other Names

• Cathy Burgess