Michael David Barker

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2015-09-10
TX	RA	APPROVED_RES	2015-07-22

SC RA
APPROVED

Since 2015-09-10
TX RA
APPROVED_RES

Since 2015-07-22

Branch Locations

1240 Winnowing Way Ste 102, Mt Pleasant, SC 29466 • United States

1240 Winnowing Way Suite 102, Mount Pleasant, SC 29466-7531 • United States

Mt Pleasant, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Alpharetta	GA	01/2011	03/2020
Ameriprise Financial Services, Llc	Mt Pleasant	SC	03/2020	Present

01/2011 → 03/2020

Ameriprise Financial Services, Inc.

Alpharetta, GA
03/2020 → Present

Ameriprise Financial Services, Llc

Mt Pleasant, SC

Previous Registrations

2009-09-21 → 2011-01-03

Chase Investment Services Corp.

Fort Lauderdale, FL

Weston, FL

Plantation, FL
2006-03-02 → 2009-09-09

Ameriprise Financial Services, Llc

Ft Lauderdale, FL

Other Businesses

Real Estate Ownership; Single Family; 556 Brasstown Ct, , Penedelton, SC, 29670; Investment-Related; 07/31/2024 / Single Family; 1012 Waccamaw Dr., #912, Garden City, SC, 29576; Investment-Related; 05/01/2024.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-28

S66 Uniform Combined State Law Examination

2006-02-28

Other Names

Michael D Barker
Michael David Barker
Michael D Barker

View on SEC IAPD