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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-12-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Financial Advisors, Inc | Milwaukee | WI | 02/2013 | 04/2017 |
| Robert W. Baird & Co. Incorporated | Milwaukee | WI | 05/2017 | 04/2023 |
| Lpl Financial Llc | Wales | WI | 04/2023 | 12/2025 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2025 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 12/2025 | Present |
| Wakesha Kettle Maraine Swim & Dive Team | Waukesha | WI | 12/2025 | Present |
1. 06/15/2023 - School District of Waukesha - Not Investment Related - Waukesha, WI - Outside/W-2 Employment - Colorado Operator - Start Date 08/07/2023 - 5 Hours Per Month/ 0 Hours During Securities Trading 2. SCOREBOARD OPERATOR, WAUKESHA NORTH KETTLE MORAINE (WNKM) SWIM & DIVE TEAM, 2222 MICHIGAN AVENUE, WAUKESHA, , WISCONSIN, 53188, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 6/15/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, COLORADO OPERATOR. NON-INESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-19 |
| S66 | Uniform Combined State Law Examination | 2007-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-06 |
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