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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-06-29
SC RA APPROVED 2022-06-29
TX RA APPROVED 2022-06-29
NC RA APPROVED 2021-12-01
  • LA RA
    APPROVED
    Since 2022-06-29
  • SC RA
    APPROVED
    Since 2022-06-29
  • TX RA
    APPROVED
    Since 2022-06-29
  • NC RA
    APPROVED
    Since 2021-12-01

Branch Locations

4521 Sharon Rd Suite 400, Charlotte, NC 28211 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2015 11/2021
Carroll Financial Associates, Inc. Charlotte NC 11/2014 11/2021
Lpl Financial Llc Charlotte NC 11/2021 06/2025
Wealth Enhancement Advisory Services Llc Charlotte NC 11/2021 Present
Wealth Enhancement Group Charlotte NC 12/2021 Present
Wealth Enhancement Brokerage Services Charlotte NC 12/2021 Present
  • 01/2015 → 11/2021
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 11/2014 → 11/2021
    Carroll Financial Associates, Inc.
    Charlotte, NC
  • 11/2021 → 06/2025
    Lpl Financial Llc
    Charlotte, NC
  • 11/2021 → Present
    Charlotte, NC
  • 12/2021 → Present
    Wealth Enhancement Group
    Charlotte, NC
  • 12/2021 → Present
    Wealth Enhancement Brokerage Services
    Charlotte, NC
Previous Registrations
  • 2015-02-02 → 2021-12-06
    Carroll Financial Associates Inc
    Charlotte, NC
  • 2010-04-07 → 2013-05-15
    Carroll Financial Associates Inc
    Charlotte, NC
  • 2009-08-07 → 2010-02-22
    Charlotte, NC
  • 2008-11-12 → 2009-07-31
    Curcio Financial, Inc.
    Fort Mill, SC
Other Businesses

1)11/2021 - DENIS CURCIO - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 2014 - 1 Hr/Mth 2) 12/16/2021 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - FINANCIAL ADVISOR - Start Date: 11/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 99% - I provide investment advisory services through Wealth Enhancement Advisory Services, LLC, an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-28
S63 Uniform Securities Agent State Law Examination 1997-07-24
  • S66 Uniform Combined State Law Examination
    2005-04-28
  • S63 Uniform Securities Agent State Law Examination
    1997-07-24
Designations

View on SEC IAPD

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