Patricia Ann Cocozza

Current Employers

Employment History

• 08/1988 → Present
  First Financial Services
  Hauppage, NY
• 09/2003 → 10/2017
  National Planning Corporation
  Hauppauge, NY
• 10/2017 → Present
  Osaic Wealth, Inc.
  Hauppauge, NY

Other Businesses

1. TKE PRODUCTIONS, LLC D/B/A BRING INTO BEING POSITION: Photographic Assistant/Bookkeeper NATURE: Single Member LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 375 Oak Tree Road, Palisades NY 10964, United States DESCRIPTION: I am a payroll employee for bookkeeping. In addition to providing bookkeeping services including processing payroll and filing payroll taxes, I occasional provide photographic assistant. I attend events in which I either assist the photographer by printing photos or actually assist in shooting. 2. MID-ISLAND TAX POSITION: Secretary of Corp/ Enrolled Agent NATURE: S Corp INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2000 ADDRESS: 38 Kings Highway, Hauppauge NY 11788, United States DESCRIPTION: Prepare individual and small business tax returns. 3. PATRICIA COCOZZA POSITION: Notary Public NATURE: sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1990 ADDRESS: 8 Rosa Court, Centereach NY 11720, United States DESCRIPTION: Notarize documents as needed FIRST FINANCIAL SERVICES POSITION: investment advisor NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/07/1999 ADDRESS: 38 Kings Highway, Hauppauge NY 11788, United States DESCRIPTION: i am covered under First Financial Services outside RIA. However, I have never done any advisory business. 4. PATRICIA A COCOZZA LLC POSITION: Owner NATURE: Sole Proprietorship Single Member LLC INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 8 Rosa Court, Centereach NY 11720, United States DESCRIPTION: Provide Bookkeeping services for several clients. Duties included, entering transactions, reconciling accounts, cutting checks for Bills (no signing authority on any clients that are not family), processing payroll, payroll taxes and qtrly payroll and sales tax returns. 5. WILLIAM A RUSSELL INC D/B/A FIRST FINANCIAL SERVICES POSITION: investment advisor/President NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/07/1999 ADDRESS: 38 Kings Highway, Hauppauge NY 11788, United States DESCRIPTION: I only provide pension consulting for 1 plan and the very rare and occasional financial plan. 6. GEORGE SUCICH ASSOCIATES, INC. POSITION: administrative assistant NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/23/2017 ADDRESS: 38 Kings Highway, Hauppague NY 11788, United States DESCRIPTION: occasional assistant with processing business for client, answering client questions, sending funds. 7. BEACON CAPITAL MANAGEMENT POSITION: administrative NATURE: corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/23/2017 ADDRESS: 38 Kings Highway, Hauppauge NY 11788, United States DESCRIPTION: occasional assistance with processing business for clients, answering client questions, sending funds

Exams

• S66 Uniform Combined State Law Examination
  2024-08-28
• S65 Uniform Investment Adviser Law Examination
  1999-12-07
• S63 Uniform Securities Agent State Law Examination
  1995-10-17

Other Names

• Patty Cocozza
• Patricia A Cocozza
• Patricia A Kletecka