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2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-05 |
| OH | RA | APPROVED | 2026-02-03 |
| TX | RA | APPROVED | 2026-02-03 |
Branch Locations
2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
173 South Chillicothe Road, Aurora, OH 44202 • United States
Marco Island, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corporation | Cleveland | OH | 06/1998 | 02/2022 |
| Beacon Financial Group, Inc. | Aurora | OH | 11/2021 | Present |
| Private Client Services | Aurora | OH | 02/2022 | 01/2026 |
| Osaic Wealth | Scottsdale | AZ | 02/2026 | Present |
1. SUCCESSOR TRUSTEE POSITION: Successor Trustee NATURE: I am the successor trustee for my brother-in-law and sister-in-law in the event they pass away - currently I have no active duties - I am just listed in the document. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2026 ADDRESS: 1039 E. Mennonite Rd., AURORA OH 44202, United States DESCRIPTION: I am the successor trustee for my brother-in-law and sister-in-law in the event they pass away - currently I have no active duties - I am just listed in the document. 2. 1900 OLD PIONEER TRAIL LLC POSITION: owner NATURE: LLC - owns an office building and has a current lease with Osaic INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 02/02/2026 ADDRESS: 1039 E. Mennonite Rd., AURORA OH 44202, United States DESCRIPTION: LLC that has an office building that is being leased to Osaic 3. INSURANCE BUSINESS - ASH BROKERAGE POSITION: Insurance Agent NATURE: Insurance agent - sell insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/02/2026 ADDRESS: 173 South Chillicothe Road, AURORA OH 44202, United States DESCRIPTION: Sell life insurance products to clients 4. BEACON FINANCIAL GROUP INC POSITION: Owner NATURE: S-Corp I will continue to receive earnouts and retention bonuses over the next 4 years that will be paid to me a part of the APA that was closed on 2/2/2026 for the sale of Beacon to Osaic INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2026 ADDRESS: 173 South Chillicothe Road, AURORA OH 44202, United States DESCRIPTION: Disclosing that I will receive compensation for the sale of Beacon over the next 4 years.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-09-23 |
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