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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-05
OH RA APPROVED 2026-02-03
TX RA APPROVED 2026-02-03
  • FL RA
    APPROVED
    Since 2026-02-05
  • OH RA
    APPROVED
    Since 2026-02-03
  • TX RA
    APPROVED
    Since 2026-02-03

Branch Locations

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

173 South Chillicothe Road, Aurora, OH 44202 • United States

Marco Island, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Cleveland OH 06/1998 02/2022
Beacon Financial Group, Inc. Aurora OH 11/2021 Present
Private Client Services Aurora OH 02/2022 01/2026
Osaic Wealth Scottsdale AZ 02/2026 Present
  • 06/1998 → 02/2022
    Lincoln Financial Advisors Corporation
    Cleveland, OH
  • 11/2021 → Present
    Beacon Financial Group, Inc.
    Aurora, OH
  • 02/2022 → 01/2026
    Private Client Services
    Aurora, OH
  • 02/2026 → Present
    Osaic Wealth
    Scottsdale, AZ
Previous Registrations
  • 2022-02-27 → 2026-03-27
    Beacon Financial Group, Inc.
    Aurora, OH
  • 2000-01-01 → 2022-02-22
    Osaic Fa, Inc.
    Solon, OH
    Orange Village, OH
    Solon, OH
Other Businesses

1. SUCCESSOR TRUSTEE POSITION: Successor Trustee NATURE: I am the successor trustee for my brother-in-law and sister-in-law in the event they pass away - currently I have no active duties - I am just listed in the document. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2026 ADDRESS: 1039 E. Mennonite Rd., AURORA OH 44202, United States DESCRIPTION: I am the successor trustee for my brother-in-law and sister-in-law in the event they pass away - currently I have no active duties - I am just listed in the document. 2. 1900 OLD PIONEER TRAIL LLC POSITION: owner NATURE: LLC - owns an office building and has a current lease with Osaic INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 02/02/2026 ADDRESS: 1039 E. Mennonite Rd., AURORA OH 44202, United States DESCRIPTION: LLC that has an office building that is being leased to Osaic 3. INSURANCE BUSINESS - ASH BROKERAGE POSITION: Insurance Agent NATURE: Insurance agent - sell insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/02/2026 ADDRESS: 173 South Chillicothe Road, AURORA OH 44202, United States DESCRIPTION: Sell life insurance products to clients 4. BEACON FINANCIAL GROUP INC POSITION: Owner NATURE: S-Corp I will continue to receive earnouts and retention bonuses over the next 4 years that will be paid to me a part of the APA that was closed on 2/2/2026 for the sale of Beacon to Osaic INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2026 ADDRESS: 173 South Chillicothe Road, AURORA OH 44202, United States DESCRIPTION: Disclosing that I will receive compensation for the sale of Beacon over the next 4 years.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-09-23
  • S63 Uniform Securities Agent State Law Examination
    1996-09-23

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