John Wiliiam Broderick

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-06-21
FL	RA	APPROVED	2022-02-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	West Palm Beach	FL	09/2005	12/2018
Bank Of America,N.A.	West Palm Beach	FL	06/2011	12/2018
Unemployed	Palm Beach Gardens	FL	01/2019	03/2019
Blue World Pools	Atlanta	GA	04/2019	10/2019
Unemployed	Palm Beach Gardens	FL	10/2019	12/2019
Mirasol Country Club	Palm Beach Gardens	FL	01/2020	Present
Td Ameritrade	West Palm Beach	FL	03/2020	12/2022
Charles Schwab And Co., Inc.	Westlake	TX	12/2022	Present
Charles Schwab Bank. Ssb	Westlake	TX	06/2023	Present

09/2005 → 12/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Palm Beach, FL
06/2011 → 12/2018

Bank Of America,N.A.

West Palm Beach, FL
01/2019 → 03/2019

Unemployed

Palm Beach Gardens, FL
04/2019 → 10/2019

Blue World Pools

Atlanta, GA
10/2019 → 12/2019

Unemployed

Palm Beach Gardens, FL
01/2020 → Present

Mirasol Country Club

Palm Beach Gardens, FL
03/2020 → 12/2022

Td Ameritrade

West Palm Beach, FL
12/2022 → Present

Charles Schwab And Co., Inc.

Westlake, TX
06/2023 → Present

Charles Schwab Bank. Ssb

Westlake, TX

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-11-09
S63	Uniform Securities Agent State Law Examination	1995-10-27

Other Firms