Mallory Grantham Carr

Current Employers

Virtus Investment Advisers, Llc

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2018-11-19

CT RA
APPROVED

Since 2018-11-19

Branch Locations

Colleyville, TX • United States

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ridgeworth Distributors Llc	Atlanta	GA	05/2013	06/2017
Ridgeworth Capital	Atlanta	TX	05/2013	06/2017
Vp Distributors Llc	Colleyville	TX	06/2017	Present
Vp Distributors Llc	Colleyville	TX	06/2017	Present

05/2013 → 06/2017

Ridgeworth Distributors Llc

Atlanta, GA
05/2013 → 06/2017

Ridgeworth Capital

Atlanta, TX
06/2017 → Present

Vp Distributors Llc

Colleyville, TX
06/2017 → Present

Vp Distributors Llc

Colleyville, TX

Previous Registrations

2013-05-13 → 2018-11-19

Virtus Capital Advisers, Llc

Colleyville, TX

Hartford, CT
2010-01-01 → 2013-05-03

Invesco Advisers, Inc.

Atlanta, GA
2005-07-20 → 2010-01-01

Invesco Aim Private Asset Management, Inc.

Houston, TX

Other Businesses

RENTAL HOUSE, 4107 EPWORTH, LUDINGTON MI 49421; BUSINESS IS NOT INVESTMENT RELATED; NATURE OF OTHER BUSINESS: PERIODIC RENTAL OF HOME; POSITION: HOME OWNER; START DATE: 8/1/21; 1 HR/YEARLY DEVOTED TO OTHER BUSINESS; 0 HRS DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS; DUTIES: COMMUNICATE WITH RENTER ON PAYMENT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-07-18
S63	Uniform Securities Agent State Law Examination	1995-10-30

S65 Uniform Investment Adviser Law Examination

2005-07-18
S63 Uniform Securities Agent State Law Examination

1995-10-30

Other Names

Mallory Mae Grantham
Mallory Mae Carr

View on SEC IAPD