Gary J Helbling

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-06-05
CT	RA	APPROVED	2020-08-03

TX RA
APPROVED_RES

Since 2026-06-05
CT RA
APPROVED

Since 2020-08-03

Branch Locations

Durham, CT • United States

165A Tolland Stage Rd, Tolland, CT 06084 • United States

95 Glastonbury Blvd Ste 408, Glastonbury, CT 06033-4412 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Cheshire	CT	08/2014	06/2019
Ameriprise Financial Services Inc	Portland	CT	06/2019	03/2020
Ameriprise Financial Services, Llc	Westbrook	CT	03/2020	Present

08/2014 → 06/2019

Oppenheimer & Co. Inc.

Cheshire, CT
06/2019 → 03/2020

Ameriprise Financial Services Inc

Portland, CT
03/2020 → Present

Ameriprise Financial Services, Llc

Westbrook, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-08-01
S63	Uniform Securities Agent State Law Examination	1997-03-14

S66 Uniform Combined State Law Examination

2020-08-01
S63 Uniform Securities Agent State Law Examination

1997-03-14

Other Names

Gary James Helbling
Gary J Helbling

View on SEC IAPD