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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-24
NY RA APPROVED 2021-10-26
TX RA APPROVED 2015-08-10
  • FL RA
    APPROVED
    Since 2022-01-24
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED
    Since 2015-08-10

Branch Locations

250 Delaware Avenue, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Buffalo NY 08/2015 Present
Previous Registrations
Other Businesses

Algonquin Campership Fund / 500 East Ave Rochester,NY 14607 / Foundation/ Charities, Cultural, Educational & Political Organisations / Charitable / Member of Board of Directors / / Review applications for grants, steering committee, raise funds for charitable use. / Start Date 10/1/10 / 2. Cherry Hill Club, Ontario, CanadaL0S-1N0, Golf Club - Board of Directors and will be President in 2026, Sport & Leisure Facilities, Golf & social club. Designed by Walter Travis, rated amongst Top 20 private golf clubs in Canada & premier course in WNY area, Member of Board of directors, Board Member. Club President, start date, start date-10/20/2022, Investment related-Yes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-04
  • S66 Uniform Combined State Law Examination
    2007-05-04
Designations

View on SEC IAPD

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