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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-15 |
| MN | RA | APPROVED | 2017-11-29 |
| WI | RA | APPROVED | 2017-11-29 |
Branch Locations
2001 W Broadway Ave, Forest Lake, MN 55025 • United States
206 S Main St, Luck, WI 54853 • United States
7429 Excelsior Rd, Baxter, MN 56425 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of The West | Spooner | WI | 05/2012 | Present |
| Bancwest Investments | Stone Lake | WI | 05/2012 | 09/2016 |
| Investment Centers Of America | Forest Lake | MN | 09/2016 | Present |
| Lpl Financial Llc | Forest Lake | MN | 11/2017 | Present |
1. 12/18/2017 - Frandsen Bank & Trust - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 09/06/2016 - 160 Hours Per Month/8 Hours During Securities Trading 2. 06/30/2023 - Frandsen General Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 05/01/2023 - 5 Hours Per Month/ 5 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-22 |
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