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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-12
IL RA APPROVED 2012-09-17
  • TX RA
    APPROVED_RES
    Since 2025-09-12
  • IL RA
    APPROVED
    Since 2012-09-17

Branch Locations

Wilmette, IL • United States

333 W. Wacker Drive 28Th & 30Th Floors, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Chicago IL 08/2012 Present
Tiaa Chicago IL 08/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-13
S63 Uniform Securities Agent State Law Examination 1995-09-21
  • S65 Uniform Investment Adviser Law Examination
    1996-09-13
  • S63 Uniform Securities Agent State Law Examination
    1995-09-21
Other Names
  • Arlene Ruth Eason
  • Arlene Ruth Searle

View on SEC IAPD

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