Ted Andrew Matuszak

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 02/2017
  Lpl Financial Llc
  Denmark, WI
• 05/2014 → 02/2017
  Denmark State Bank
  Denmark, WI
• 02/2017 → 10/2019
  Ameriprise Financial Services Inc
  Green Bay, WI
• 10/2019 → Present
  Lpl Financial Llc
  Pulaski, WI

Previous Registrations

• 2017-02-01 → 2019-10-11
  Ameriprise Financial Services, Llc
  Green Bay, WI
• 2014-05-05 → 2017-02-22
  Lpl Financial Llc
  Denmark, WI
  Pulaski, WI
• 2010-05-04 → 2014-05-05
  Wells Fargo Clearing Services, Llc
  Green Bay, WI
• 2009-09-08 → 2010-03-11
  Edward Jones
  Pulaski, WI
  St Louis, MO

Other Businesses

1. 10/7/2019 - No Business Name - Not Investment Related - 353 E Glenbrook Dr Pulaski Wi 54162 - Outside/W2 Employment - UBER DRIVER - Started 1/2016 - 6 Hours Per Month/0 Hours During Securities Trading. 2. 10/7/2019 - InvesTed Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 3. 8/12/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 08/19/2020 - 10 Hours Per Month/1 Hour During Securities Trading - Medicare supplements. 4. 05/14/2024 - Non-Variable Insurance - Funeral Trust - Investment Related - At Reported Business Location(s) - Start Date 05/02/2024 - 10 Hours Per Month/ 1 Hour During Trading

Exams

• S66 Uniform Combined State Law Examination
  2009-09-04
• S63 Uniform Securities Agent State Law Examination
  1995-10-05