Jeffrey Schottenstein

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2002 → 01/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 12/2009 → 01/2018
  Bank Of America, N.A.
  San Francisco, CA
• 01/2018 → Present
  First Republic Investment Management, Inc.
  San Francisco, CA
• 01/2018 → 10/2023
  First Republic Securities Company, Llc
  San Francisco, CA
• 09/2023 → Present
  J.P. Morgan Securities Llc
  San Francisco, CA
• 10/2023 → Present
  Jpmorgan Chase Bank, N.A.
  San Francisco, CA

Previous Registrations

• 2018-01-05 → 2025-03-21
  J.P. Morgan Private Wealth Advisors Llc
  Tiburon, CA
  San Francisco, CA
• 2002-10-09 → 2018-01-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
  Tiburon, CA
  Mill Valley, CA
  Sausalito, CA
  San Francisco, CA

Other Businesses

Client's Trust Account Investment-Related: Yes Position/ Title: Trustee Duties: Mr. Schottenstein acts in the capacity of trustee for a client account

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-11-09
• S63 Uniform Securities Agent State Law Examination
  1995-10-17

Other Names

• Jeffrey S Schottenstein
• Jeff Schottenstein
• Jeffrey Stone Schottenstein