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Joseph Edward Baczkowski

Baczkowski & Company

Elkton, MD

CRD 2653987

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Employer firm

Baczkowski & Company CRD 122327

$1.50M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Baczkowski & Company

Elkton, MD • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-03-25
  • MD RA
    APPROVED
    Since 2022-03-25

Branch Locations

Elkton, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baczkowski & Company Elkton MD 01/1998 Present
Sargent & Lundy Llc Wilmington DE 02/2008 01/2019
  • 01/1998 → Present
    Baczkowski & Company
    Elkton, MD
  • 02/2008 → 01/2019
    Sargent & Lundy Llc
    Wilmington, DE
Other Businesses

REAL ESTATE RENTAL PROPERTIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-27
S63 Uniform Securities Agent State Law Examination 1995-09-20
  • S65 Uniform Investment Adviser Law Examination
    1997-08-27
  • S63 Uniform Securities Agent State Law Examination
    1995-09-20

View on SEC IAPD

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