Timothy Joseph Brothers

Employer firm

United Capital Financial Advisors CRD 134600

$24.6B regulatory AUM 160 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2003 → 07/2019
  The Ayco Company, L.P./Goldman Sachs
  Latham, NY
• 08/2019 → 01/2021
  The Ayco Company, L.P./Mercer Allied
  Latham, NY
• 01/2021 → Present
  United Capital Financial Advisors, Llc
  Irving, TX

Previous Registrations

• 2021-07-20 → 2023-11-16
  Goldman Sachs Wealth Services, L.P.
  Cohoes, NY
• 2002-01-01 → 2007-06-29
  Goldman Sachs Wealth Services, L.P.
  Clifton Park, NY
  Latham, NY

Other Businesses

1. TJB, LLC IS AN INVESTMENT-RELATED REAL ESTATE HOLDING COMPANY. START DATE: DECEMBER 2013. POSITION: MEMBER. NO DUTIES. DEVOTE 0 HOURS PER MONTH

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-10-14
• S65 Uniform Investment Adviser Law Examination
  1995-10-14

Other Names

• Timothy J Brothers