Best Investors
Account
Sign in
Best Investors
Account
Sign in
Piedmont Private Wealth, LLC CRD 339616
$105M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Raleigh, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-09 |
| NC | RA | APPROVED | 2026-02-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Raleigh | NC | 03/2009 | 12/2017 |
| Capital Investment Group, Inc. | Raleigh | NC | 02/2018 | 12/2025 |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 02/2018 | 12/2025 |
| Piedmont Private Wealth, Llc | Raleigh | NC | 10/2018 | Present |
1)NORTH RIDGE COUNTRY CLUB. BOARD OF GOVERNORS. ADVISE PRESIDENT ON STRATEGIC PLANNING INITIATIVES FOR THE BENEFIT OF CLUB MEMBERSHIP. START 1/2025. 6612 FALLS OF NEUSE RD, RALEIGH, NC. NOT INVESTMENT RELATED. 10 HRS/WK, 2 DURING NORMAL TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-22 |
Reach out to this advisor