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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-26 |
| NJ | RA | APPROVED | 2014-11-10 |
| PA | RA | APPROVED | 2003-11-26 |
Branch Locations
100 Overlook Center 2Nd Floor, Princeton, NJ 08540-7814 • United States
Furlong, PA • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lambertville | NJ | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Lambertville | NJ | 03/2020 | Present |
Outside Employment; terrain at Delaware Valley University; Decor Associate - Engage customers in home decor and gardening.; ; 2100 Lower State Road, , Doylestown, PA, 18901; Not Investment-Related; 04/26/2023; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-09 |
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