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Brian Edward Keating

Rbc Capital Markets, LLC

Stuart, FL

Florham Park, NJ

Avon By The Sea, NJ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
NJ RA APPROVED 2002-11-01
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • NJ RA
    APPROVED
    Since 2002-11-01

Branch Locations

Stuart, FL • United States

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Avon By The Sea, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Florham Park NJ 03/2008 Present
City National Bank Florham Park NJ 09/2016 Present
  • 03/2008 → Present
    Rbc Capital Markets Llc
    Florham Park, NJ
  • 09/2016 → Present
    City National Bank
    Florham Park, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-11
S63 Uniform Securities Agent State Law Examination 1995-10-19
  • S65 Uniform Investment Adviser Law Examination
    1997-02-11
  • S63 Uniform Securities Agent State Law Examination
    1995-10-19
Other Names
  • Brian Edward Keating

View on SEC IAPD

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