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1062 Barnes Road Suite 202, Wallingford, CT 06492 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-04-29 |
| MD | RA | APP_PEND_IARCE | 2026-01-01 |
| CT | RA | APPROVED | 2019-06-18 |
Branch Locations
136 Main St. Suite 201 Brooks Corner, Westport, CT 06880 • United States
1062 Barnes Road Suite 202, Wallingford, CT 06492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Killingworth | CT | 02/2000 | 03/2019 |
| Sentinel Asset Management, Llc | Wallingford | CT | 04/2019 | Present |
| Warner Financial Group, Inc | Wallingford | CT | 08/2018 | Present |
| Granite Insurance, Llc | Wallingford | CT | 03/2019 | Present |
(1) 03/15/2000: Warner Financial Group Inc. - inv rel - teach seminars on financial products (2) 01/22/2007: Warner Financial Group Inc. - inv rel - Non-Variable Insurance - 2% of time spent - ins types: life, health, disability, long-term care, fixed annuities, property & casualty (3) 10/21/2008: Warner Financial Group Inc. - DBA for LPL Business (entity for LPL business) - inv rel - at reported business locations(s) 4). 04/24/2019 - Granite Insurance LLC - Investment related - At reported business location(s) - Insurance Agency - start date:04/09/2019 - 10 hrs/mo - 1 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-25 |
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