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Judith Wolcott Frantz

LPl Financial LLC

Akron, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-07-21
PA RA APPROVED 2021-07-21
  • GA RA
    APPROVED
    Since 2021-07-21
  • PA RA
    APPROVED
    Since 2021-07-21

Branch Locations

351 S. 7Th Street, Akron, PA 17501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Wyomissing PA 07/2016 07/2021
Various Insurance Carriers For W&R Insurance Agencies Ephrata PA 07/2016 07/2021
Women Excelling Held At The Berkshire Country Club Reading PA 06/2018 07/2021
American Business Women Association - Women Excelling Chapter Reading PA 09/2020 07/2021
Lpl Financial Llc Akron PA 07/2021 Present
  • 07/2016 → 07/2021
    Waddell & Reed, Inc
    Wyomissing, PA
  • 07/2016 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Ephrata, PA
  • 06/2018 → 07/2021
    Women Excelling Held At The Berkshire Country Club
    Reading, PA
  • 09/2020 → 07/2021
    American Business Women Association - Women Excelling Chapter
    Reading, PA
  • 07/2021 → Present
    Lpl Financial Llc
    Akron, PA
Previous Registrations
  • 2016-07-15 → 2021-07-21
    Waddell & Reed
    Wyomissing, PA
    Camp Hill, PA
    Hamden, CT
    Wyomising, PA
  • 2014-09-12 → 2016-07-19
    Msi Financial Services, Inc.
    Lancaster, PA
    Camp Hill, PA
  • 2012-08-28 → 2014-09-19
    Avantax Advisory Services
    Ephrata, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-08
S63 Uniform Securities Agent State Law Examination 1997-02-17
  • S65 Uniform Investment Adviser Law Examination
    2012-08-08
  • S63 Uniform Securities Agent State Law Examination
    1997-02-17
Other Names
  • Judith Wynn Wolcott
  • Judy Wolcott
  • Judy W Frantz

View on SEC IAPD

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LPL ENTERPRISE, LLC
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GLOBAL STEWARD ADVISORS, LLC
EMERALD SEPARATE ACCOUNT MANAGEMENT LLC

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Andrew Sherman Dover
Emerson Lee Paul
Stephen Jeffey Musser
Jennifer Marie Philbert
Ronald Jeffrey Burroughs
SHELDON MARK BRUBAKER

Other Offices

EDWARD JONES · AKRON, PA
AMERITAS ADVISORY SERVICES, LLC · Brownstown, PA
CETERA INVESTMENT ADVISERS LLC · EPHRATA, PA
EDWARD JONES · EPHRATA, PA
LPL ENTERPRISE, LLC · EPHRATA, PA
LPL FINANCIAL LLC · EPHRATA, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Ephrata, PA
LPL ENTERPRISE, LLC · EPHRATA, PA

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